NZX.

Description.

NZX is the national stock exchange for New Zealand. NZX also owns operating subsidiaries Smartshares Ltd., NZX Wealth Technologies Ltd. and SuperLife (a New Zealand retirement fund provider).

Publications.

NZX Presentation - September 2018

#NZXNOW! Activist Presentation - October 2018

Press Releases.

#NZXNOW - Press Release - 2 October 2018

#NZXNOW - Press Release - 4 October 2018

#NZXNOW - Press Release - 8 October 2018

Media Coverage.

2 OCTOBER 2018

• Goodreturns - Fund manager calls for NZX to sell funds business

• Newsroom - A rare bout of shareholder activism

• NZ Herald - NZ Shares slip on rising costs, dwindling business confidence

• RNZ - Shareholder takes NZX to task over costs and strategic plan

• Stuff - Activist claims NZX ‘has become the NZ Post of ‘old’ calling for sales, staff cuts

• Stuff - Activist says NZX directors should consider repaying cost of trip to New York

• RNZ Interview

3 OCTOBER 2018

• Dominion Post - NZX under fire on strategy and pay

• Dominion Post - Warning signs of a broken capital market

• NBR - NZX heads for shareholder showdown

• Scoop - Elevation urges NZX to shrink exec team and rethink strategy

• Scoop - NZX on-market share trading improves in September

• Sharechat - Elevation urges NZX to shrink exec team and rethink strategy

• Stuff - Attacks on the NZX raise valid questions about the future of New Zealand’s financial markets

4 OCTOBER 2018

• NBR - NZX wont’t sell funds unit, says chairman

• Sharechat - NZX says funds management a priority to deliver earnings

• Stuff - Activist shareholder ‘seriously considering’ calling special meeting to change NZX board

5 OCTOBER 2018

• Goodreturns - NZX stands by funds business - 5 October 2018

• RNZ Interview

7 OCTOBER 2018

• Investment News - NZX hires into fund sales head, seeks new investment specialist

8 OCTOBER 2018

• Goodreturns - Elevation Capital demands unreasonable / NZX

• MondoVisione - NZX Board rejects Elevation Capital Demands

• NBR - NZX rejects ‘outlandish’ shareholder demands

• Newsroom - NZX rejects ‘outlandish’ shareholder demands

• RNZ - NZX shuts down Elevation Capital’s ‘unreasonable’ demands

• Stuff - Activist investor demanded NZX give board seat to shareholder who lobbied for merger with ASX

9 OCTOBER 2018

• Dominion Post - NZX dismesses activist shareholder’s demands

• NZ Herald - NZX hits back at shareholder’s challenge

12 OCTOBER 2018

• GoodReturns - [The Wrap] Has the Code been Cracked? Celebrating success; Market warning

• NBR - Analysis: Skirmishing sets scene for NZX campaign

3 NOVEMBER 2018

• NZ Herald - Brian Gaynor - Good start, but there’s a long way to go for NZX

20 DECEMBER 2018

• NBR - Activist: NZX ‘engaging constructively’

24 JANUARY 2019

• GoodReturns - Capital markets under review